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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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SUP 1A.1 Application and purpose

EG 8.8 Other relevant powers

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 3.13 Delegation of relevant functions

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

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COCON 3.1 General factors for assessing compliance

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PERG 5.14 Exemptions

PERG 15.2 General

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy