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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

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CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

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