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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

…

EG 4.6 What a subject of investigation can say to third parties

As Published: 2016

EG 4.6 What a subject of investigation can say to third parties

…

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

…

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

…

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

…

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

…

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

…

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

…

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

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