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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

COND 1.3 General

As Published: 2013

COND 1.3 General

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators