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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

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SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

As Published: 2016

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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