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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

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IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

As Published: 2015

IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

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BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

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IPRU-INV 5.2 General requirement

As Published: 2016

IPRU-INV 5.2 General requirement

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IPRU-INV 12 App 1 Terms

As Published: 2017

IPRU-INV 12 App 1 Terms

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

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LR 14.1 Application

As Published: 2005

LR 14.1 Application

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

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CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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