Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

…

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

…

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

PERG 4.8 Administering a regulated mortgage contract

LR 19.2 Requirements for listing

EG 18.1 Cancellation on the FCA’s own-initiative

MAR 9.4 Supervisory regime

DTR 1C.1 Application and purpose (Primary information providers)

DTR 8.1 Application

DTR 8.3 Criteria for approval as a primary information provider

MAR 5A.3 Specific requirements for OTFs

EG 20.1 Introduction

EG 9.2 The FCA’s general policy in this area

APER 4.7 Statement of Principle 7

CONC 10.2 Prudential resources requirements

COBS 4.13 UCITS

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)