Search Result

101 - 120 of 294 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares