Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

…

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 7A.2 Primary pooling events

FEES 5.9 [deleted]

COBS 18.9 ICVCs

CASS 5.1 Application

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

BIPRU 7.10 Use of a Value at Risk Model

COLL 14.1 Introduction

COLL 4.1 Introduction

PERG 16.4 Acting as a depositary of an AIF

EG 15.4 Disqualification under section 249 or section 261K

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

BIPRU 7.6 Option PRR

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

COLL 6.3 Valuation and pricing

CREDS 2.2 General provisions

LR App 1.1 Relevant definitions

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

DEPP 8.2 Use of the own-initiative variation of approval power: general

CASS 5.2 Holding money as agent of an insurance undertaking

CASS 6.2 Holding of client assets