Search Result

761 - 780 of 808 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PERG 4.10A Activities within scope of the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities within scope of the Mortgage Credit Directive

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

As Published: 2015

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions