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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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EG 6.1 Publicity during FCA investigations

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

REC 2.4 Suitability

EG 2.1 Case selection and the use of enforcement powers

FEES 3.1 Introduction

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

FEES 9.1 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SYSC 18.3 Internal arrangements

REC 3.6 Constitution and governance

DEPP 6A.2 Deciding whether to take action

SUP 15.4 Notified persons

REC 2.14 Rules and consultation

REC 3.2 Form and method of notification

PERG 9.3 The definition

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

FIT 1.2 Introduction