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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

…

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

…

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

…

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

…

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

…

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

…

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

…

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

…

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

…

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

…

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

…

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

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