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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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REC 3.13 Delegation of relevant functions

REC 2.15 Discipline

SUP 11.7 Acquisition or increase of control: assessment process and criteria

BIPRU 5.4 Financial collateral

BIPRU 11.5 Technical criteria on disclosure: General requirements

DEPP 6.7 Discount for early settlement

SUP 10C.7 Other overall responsibility function (SMF18)

PERG 2.5 Investments and activities: general

PERG 2.4 Link between activities and the United Kingdom

BIPRU 7.8 Securities underwriting

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy