Search Result

221 - 240 of 648 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

…

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

…

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

…

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

…

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

…

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

…

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

…

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

…

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

…

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

…

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

…

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

…

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

…

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

…

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

…

ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

…

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

…

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

…