Search Result

201 - 220 of 362 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2015

COBS 4.10 Systems and controls and approving and communicating financial promotions

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

IPRU-INV 12 App 1 Terms

As Published: 2017

IPRU-INV 12 App 1 Terms

MIPRU 4.2C Credit risk mitigation

As Published: 2015

MIPRU 4.2C Credit risk mitigation

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

As Published: 2015

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions