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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SYSC 4.8

As Published: 2015

SYSC 4.8

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

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