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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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Similar To

EG 5.1 Settlement and the FCA – an overview

SUP 5.4 Appointment and reporting process

SUP 16.12 Integrated Regulatory Reporting

EG 1.1 Overview

EG 9.4 Prohibition orders against exempt persons and members of professional firms

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 3.6 Firms' cooperation with their auditors

LR 8.4 Role of a sponsor: transactions

REC 2.4A Management body

EG 4.11 Approach to interviews and interview procedures

SUP 5.3 Policy on the use of skilled persons

PERG 4.1 Application and purpose

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)