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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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Similar To

PERG 9.4 Collective investment scheme (section 235 of the Act)

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COLL 8.2 Constitution

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SYSC 4.2 Persons who effectively direct the business

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CASS 7.19 Clearing member client money sub-pools

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

REC 6.7 Notification rules for overseas recognised bodies

EG 3.3 Reports by skilled persons (section 166)