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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

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TC App 6.1 Accredited bodies

CASS 7.19 Clearing member client money sub-pools

FEES 5.4 Information requirement

DTR 1A.3 FCA may require the publication of information

MIPRU 1.2 Actions for damages

FIT 2.3 Financial soundness

REC 4.2F Information gathering power on FCA’s own initiative

DTR 1.5 Fees and sanctions

REC 3.25 Significant breaches of rules and disorderly trading conditions

EG 2.4 Case selection: Unauthorised business

MAR 4.1 Application and Purpose

EG 2.11 Senior management responsibility

PERG 12.5 Financial promotion issues

SUP 10A.7 FCA required functions

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 13.12 Insolvency regime and relevant sections of the Act

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy