Search Result

61 - 80 of 459 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

LR 6.1 Application

As Published: 2005

LR 6.1 Application

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing