Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

…

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

…

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

…

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

ICOBS 6.2 Pre-contract information: general insurance contracts

CONC 8.8 Debt management plans

FIT 2.1 Honesty, integrity and reputation

ICOBS 6.4 Pre- and post-contract information: protection policies

LR 5.4 Restoring listing

MCOB 4.4A Initial disclosure requirements

MCOB 5A.6 Other information

MIPRU 1.2 Actions for damages

LR 17.5 Requirements for states, regional and local authorities and public international bodies

EG 2.11 Senior management responsibility

PERG 12.5 Financial promotion issues

REC 5.1 Introduction and legal background

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 13.12 Insolvency regime and relevant sections of the Act

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

MAR 4.4 Exceptions

SUP 9.1 Application and purpose

EG 2.15 Decision making in the context of regulatory enforcement action

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170