Search Result

41 - 60 of 1235 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction