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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.6 What a subject of investigation can say to third parties

As Published: 2016

EG 4.6 What a subject of investigation can say to third parties

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements