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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

…

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

…

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

…

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

…

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

…

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

…

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

…

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

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