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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS