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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

…

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

…

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COLL 11.4 Depositaries

COLL 12.4 UCITS product passport

MAR 9.3 Notification and information

EG 8.3 Use of the own-initiative powers

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

PERG 7.3 Does the activity require authorisation?

PERG 13.7 The territorial application of MiFID [deleted]

SUP 2.1 Application and purpose

SUP 10C.12 Conditional and time-limited approvals

LR 13.5 Financial information in Class 1 Circulars

EG 7.6 Private warnings

PERG 8.17 Financial promotions concerning agreements for qualifying credit

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

SUP 15.6 Inaccurate, false or misleading information

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SUP 10A.14 Changes to an FCA-approved person's details

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 19.4 Continuing obligations

MAR 6.4 Systematic internaliser reporting requirement