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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COND 1.1A Application

As Published: 2013

COND 1.1A Application

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions