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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

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Effective Period

Similar To

SUP 6.2 Introduction

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 2.16 Complaints

REC 4.4 Complaints

PRIN 1.1 Application and purpose

PERG 8.4 Invitation or inducement

LR 8.6 Criteria for approval as a sponsor

SUP 11.8 Changes in the circumstances of existing controllers

EG 19.6 Regulated Activities Order 2001 (RAO)

DEPP 2.4 Third party rights and access to FCA material

SUP App 3.6 Freedom to provide services

DTR 1C.2 Modifying rules and consulting the FCA

COLL 6.12 Risk management policy and risk measurement

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]