Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

…

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

…

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

…

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 17.3 What the advice must be about

SYSC 3.1 Systems and controls

DISP App 3.9 Other matters concerning redress at steps 1 and 2

DISP App 3.5 Re-assessing rejected claims at step 1

BIPRU 13.4 CCR mark to market method

MCOB 7.1 Application

SUP 4.1 Application

IPRU-INV 5.17 Other assets requirement

MCOB 8.1 Application

BIPRU 4.5 The IRB approach: Specialised lending exposures

MAR 1.10 Statutory exceptions

MCOB 9.1 Application

MCOB 8.3 Application of rules in MCOB 4

MCOB 6.1 Application

PERG 6.1 Application

MAR 9.2 Authorisation and verification

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

LR 18.4 Continuing obligations

DTR 1A.1 Application and purpose (Transparency rules)