Search Result

861 - 880 of 996 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

TC App 5.1

As Published: 2010

TC App 5.1

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts