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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

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EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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