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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

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SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

BIPRU 7.10 Use of a Value at Risk Model

DTR 4.1 Annual financial report

DTR 4.4 Exemptions

SUP 2.4 'Mystery shopping'

EG 10.1 Introduction

PERG 12.6 Advising on conversion or transfer of pension benefits

ICOBS 4.4 Commission disclosure for commercial customers

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]