Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 15.9 Notifications by members of financial conglomerates

APER 4.6 Statement of Principle 6

SYSC 21.1 Risk control: guidance on governance arrangements

REC 2.11 Custody

SYSC 19D.2 General requirement

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

MCOB 2.6 Exclusion of liability

CREDS 8.3 Approved persons

PERG 4.1 Application and purpose

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

LR 1.2 Modifying rules and consulting the FCA

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

SYSC 19C.1 General application and purpose

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PRIN 1.1 Application and purpose

FEES 9.1 Application and purpose

REC 3.6 Constitution and governance

EG 1.1 Overview

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)