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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

…

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

…

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

…

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

…

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

SYSC 4.5

As Published: 2015

SYSC 4.5

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

…

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2019

PERG 4.14 Mortgage activities carried on by professional firms

…

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

…

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

…

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

…

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

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