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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

LR 3.1 Application

As Published: 2005

LR 3.1 Application

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction