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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

PERG 15.2 General

As Published: 2011

PERG 15.2 General

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

As Published: 2015

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1