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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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Similar To

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

LR 5.4A Transfer between listing categories

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

REC 3.4 Members of the management body and internal organisation

REC 3.14 Products, services and normal hours of operation

EG 7.6 Private warnings

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

SUP 15.6 Inaccurate, false or misleading information

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

SUP 1A.3 The FCA's approach to supervision

LR 3.3 Shares

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 10A.1 Application

EG 12.1 The FCA’s general approach

APER 4.4 Statement of Principle 4

LR 3.4 Debt and other securities

SUP 10C.15 Forms and other documents and how to submit them to the FCA