Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

…

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

SYSC 4.9

As Published: 2015

SYSC 4.9

…

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

…

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

…

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

GENPRU 3.2 Third-country groups

BIPRU 8.6 Consolidated capital resources

EG 19.23 Electronic Money Regulations 2011

FEES 6.7 Payment of levies

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

CASS 7.13 Segregation of client money

FEES 13.1 Application and purpose

REC 2.5 Systems and controls, algorithmic trading and conflicts

SYSC 3.2 Areas covered by systems and controls

REC 2.2 Method of satisfying the recognition requirements

REC 6.1 Introduction and legal background

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]