Search Result

141 - 160 of 1567 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions