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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP 9.2 Making a request for individual guidance

MAR 8.3 Requirements for benchmark administrators [deleted]

CASS 12.2 Treatment of client money

LR 4.3 Approval and publication of listing particulars

SUP 1A.1 Application and purpose

REC 2.15 Discipline

EG 5.7 The relevance of settled cases to subsequent action

REC 3.3 Waivers

REC 2.5 Systems and controls, algorithmic trading and conflicts

DISP 1.11 The Society of Lloyd's

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

EG 5.1 Settlement and the FCA – an overview

COCON 4.2 Specific guidance on senior manager conduct rules

DEPP 6.5A The five steps for penalties imposed on firms

REC 6A.2 Removal of passport rights from EEA market operator

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

FEES 4.4 Information on which fees are calculated

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 4.13 Preliminary findings letters and preliminary investigation reports