Search Result

1181 - 1200 of 1284 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes