Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

…

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

…

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

…

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

REC 6.6 Supervision

SUP 18.3 Insurance business transfers outside the United Kingdom

SYSC 6.2 Internal audit

LR 18.4 Continuing obligations

COBS 14.2 Providing product information to clients

MAR 5.5 Monitoring compliance with the rules of the MTF

PERG 9.4 Collective investment scheme (section 235 of the Act)

CASS 5.3 Statutory trust

DISP 2.7 Is the complainant eligible?

BIPRU 11.2 Basis of disclosures

MAR 6.2 Purpose

SUP 12.7 Notification requirements

DISP 1.10B Payment services and electronic money complaints reporting

LR 9.5 Transactions

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)