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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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RCB 3.6 Fees and other matters

REC 2.4 Suitability

EG 2.1 Case selection and the use of enforcement powers

FEES 3.1 Introduction

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

PERG 9.6 The investment condition (section 236(3) of the Act): general

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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COND 1.2 Purpose