Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

…

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 1.2 Introduction to statutory notices

SUP 5.3 Policy on the use of skilled persons

CONC 7.7 Application of interest and charges

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

PERG 8.8 Having an effect in the United Kingdom

EG 3.3 Reports by skilled persons (section 166)

CASS 8.2 Definition of mandate

CONC 5A.1 Application, purpose and guidance

SUP 16.17 Remuneration reporting [deleted]

DISP App 1.6 Valuing Relevant Benefits

SYSC 4.4 Apportionment of responsibilities

REC 4.9 Disciplinary measures

EG 8.3 Use of the own-initiative powers

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

EG 1.1 Overview

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

LR 19.5 Disclosures

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy