Search Result

441 - 460 of 1357 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting