Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

…

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

…

MCOB 13.2 Purpose

As Published: 2006

MCOB 13.2 Purpose

…

FEES 6.6 Incoming EEA firms [deleted]

As Published: 2007

FEES 6.6 Incoming EEA firms [deleted]

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 9.6 Notifications

CONC 3.7A Financial promotions and communications: P2P agreements

COBS 18.7 Depositaries

COBS 4.3 Financial promotions to be identifiable as such

CREDS 7.1 Application, purpose and interpretation

BIPRU 5.2 The central principles of credit risk mitigation

RCB 3.5 Other notifications

DISP App 3.10 Application: evidential provisions and guidance

LR 18.3 Listing applications

SUP 3.1 Application

MCOB 7.3 General

MAR 5.4 Finalisation of transactions

LR 1.3 Information gathering and publication

COBS 4.4 Compensation information

SYSC 13.2 Purpose

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy