Search Result

401 - 420 of 637 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement