Search Result

381 - 400 of 1397 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.3 General

As Published: 2013

COND 1.3 General

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

CONC 4.5 Commissions

As Published: 2020

CONC 4.5 Commissions

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

As Published: 2014

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose