Search Result

21 - 40 of 1152 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles