Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

…

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

…

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

…

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

…

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 4.11 Approach to interviews and interview procedures

SYSC 10A.1 Application

PERG 5.3 Contracts of insurance

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

REC 2A.4 Power and procedure for RAP penalties and censures

IPRU-INV 5.4 Financial resources requirement

EG 9.2 The FCA’s general policy in this area

PERG 9.1 Application and Purpose

EG 19.17 Regulated Covered Bonds Regulations 2008

PERG 2.4 Link between activities and the United Kingdom

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

COLL 1.2 Types of authorised fund

SYSC 4.9

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

COLL 6.6B UCITS depositaries

COBS 11.6 Use of dealing commission [deleted]

MAR 5.10 Operation of an SME growth market

EG 11.3 The FCA’s choice of powers

SUP 16.17 Remuneration reporting [deleted]